Handout · FRIAThe Handbook
§Handout

Fundamental Rights Impact Assessment

Also called: FRIA.

Where it comes from: EU AI Act, Article 27.

Applies from: December 2027.

Timing: completed before the system is put into use.


Who It Applies To

This is the first thing to establish, and it is narrower than people assume.

The obligation reaches specific categories of deployer rather than everyone deploying a high-risk system. The categories are set out in the Article.

Two questions, in order:

  1. Is the system high-risk under the Act
  2. Does your organization fall within the deployer categories the Article names

A high-risk system alone does not create the obligation. Both have to be true.

This is a question for counsel. Get the applicability answer before building the assessment, not after.


What It Examines

The Data Protection Impact Assessment asks what happens to the data.

The Fundamental Rights Impact Assessment asks what happens to the people.

The questions it is built around:

  • Which rights could be affected
  • What happens to a specific person when the system gets it wrong
  • Whether the system creates disadvantage for particular groups
  • Who is accountable for the outcomes
  • What oversight exists
  • Whether affected people can meaningfully challenge a decision

That last one is the heart of it, and it is the question a data protection assessment does not ask.


What It Has to Cover

The deployer's own use, described concretely:

  • The processes in which the system will be used
  • How long you intend to use it and how often
  • The categories of people likely to be affected
  • The specific risks of harm to those categories
  • The human oversight arrangements in place
  • What happens if a risk materialises — governance, escalation, complaint routes

Note the emphasis on your deployment. This is not an assessment of the technology in general. It is an assessment of what you are doing with it, to whom, in your context.


A Note on the Template

The official template contemplated by the Act has not been published.

Organizations are building the assessment from the Article's own requirements. Where structured guidance exists, it comes from civil society and human rights bodies rather than the regulator.

Practical consequence: document your reasoning about structure as well as substance. If the format is later standardized, you want a record of why you built it the way you did.


Where the Information Probably Lives

What you needWhere to look
High-risk classificationPrior governance record; vendor documentation; counsel
Whether you fall in the deployer categoriesCounsel
The processes the system supportsBusiness lead; process documentation
Intended duration and frequency of useBusiness lead; the business case
Categories of people affectedBusiness lead; HR; the customer record system
Whether vulnerable groups are includedBusiness lead; the population served
Specific risks of harmBusiness lead; prior incidents; complaint records
Human oversight arrangementsBusiness lead; process documentation; IT configuration
Who can override the systemBusiness lead; the named owner
Escalation routeIncident response documentation; security
Complaint mechanismCustomer service; HR for employee-facing systems
Provider information about the systemVendor documentation; the instructions for use
Existing data protection assessmentPrivacy team — reuse what overlaps

On the last row. Where a Data Protection Impact Assessment already exists for the same deployment, the factual sections overlap substantially. Reuse the description of the processing rather than rewriting it.

The analysis does not overlap. The facts do.


Who Supplies What

Counsel:

  • Whether the obligation applies at all
  • Whether the assessment is sufficient

You or the privacy function:

  • Structure and assembly
  • Coordinating the input
  • The record

The business:

  • What the system does in practice
  • Who is affected
  • What happens when it is wrong

People closer to those affected:

  • Employee representatives, where the system touches workers
  • Customer-facing teams, where it touches customers
  • Anyone who handles complaints about the current process

That last group is easy to overlook and worth including. The people who field complaints already know how the existing process fails people.


Common Gaps

  • Built before applicability was confirmed. Establish whether you are in scope first.
  • Assessed the technology rather than the deployment. The Article asks about your use, in your context.
  • Affected groups described too broadly. "Customers" is not a category of person likely to be affected. Which customers, in what circumstances?
  • Human oversight described as existing rather than functioning. Who can override it, do they have the information to do so, and does it happen in practice?
  • No complaint route. If someone is affected and disagrees, what do they do?
  • Nobody outside the project consulted. The assessment is about people. Talk to someone who represents them.
  • Treated as a document exercise. If the assessment surfaces a serious risk and nothing changes, it has not done its job.

One Practical Note

This assessment is not a compliance artifact bolted onto a decision already made.

It is intended to inform whether and how to deploy. An assessment produced after the deployment decision, to justify it, satisfies the form and misses the point — and that is visible to anyone reading it.


Applicability and content requirements should be confirmed against the current text of the Act, and applicability specifically should be confirmed with counsel before relying on this handout.

Sources

  • EU Artificial Intelligence Act, Regulation (EU) 2024/1689 — Article 27, with Annex III for the high-risk categories and Article 26 for the wider deployer obligations
  • The applicability categories are set out in Article 27(1). Read them directly.
  • The template contemplated by Article 27(5) had not been published at the time of writing

Structured methodologies have been published by civil society and human rights organizations rather than by the regulator. Where you rely on one, record which and why.

Applicability specifically should be confirmed with counsel. A high-risk classification alone does not create the obligation.


Use and reuse

Free to use, share, and adapt within your organization. Attribution appreciated, not required. No warranty of any kind — this is practitioner guidance, not legal advice, and sufficiency is determined by your counsel.

LegisGate · Regulatory Intelligence for AI Deployments · legisgate.com

Written by compliance and audit practitioners who spent decades on the other side of the table.

Version 1.0 · Current as of August 2026 · Verify time-sensitive claims against current sources before relying on them.

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